Fiduciary – Beach Street Legal LLC

A Less Controversial, but Just as Important, Fiduciary Duty

Posted on April 4, 2016May 10, 2016 Chris Stanley

This year will go down in history as the year of the great fiduciary wars: advisors v. brokers, DOL v. SEC, Senator Elizabeth Warren v. the entire financial services industry…the list could go on. Tensions have flared and much ink has been shed. When the dust and rhetoric settles, the […]

Five Not-So-Bold Regulatory Predictions for 2016

Posted on December 7, 2015May 11, 2016 Chris Stanley

I can’t guarantee much from my personal crystal ball, but looking across the regulatory horizon into 2016 there is one undeniable certainty: Securities attorneys will be just fine. The sheer volume of complicated rulemaking that is pouring out of Washington bodes well for billable hours but not for bottom lines. […]